Restoring trust in audit and corporate governance: Mar 2021
As we begin to build back in the wake of the Covid-19 pandemic, Britain’s economy will be boosted by our open and competitive markets, our strengths in innovation and the…
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FRC – Our Approach to Audit Supervision: Mar 2021
The FRC has revamped their approach to the way they supervise the largest audit firms through the creation of three teams – Audit Firm Supervision, Audit Market Supervision and Audit…
Deloitte – Competition in funds management: Mar 2021
The Australian Securities and Investments Commission (ASIC) has engaged Deloitte Access Economics to produce an objective assessment of competition in the managed funds industry.
Hampton-Alexander Review – FTSE Women Leaders: Feb 2021
Improving gender balance – 5 year summary report. Read the full report here.
FCA – MiFID II Product Governance Review: Feb 2021
This review by the Financial Conduct authority looked at product governance in a sample of 8 asset management firms.
KPMG – Directors’ remuneration & board composition: Feb 2021
KPMG Ireland analysed reports from more than 200 UCITS companies to find out more about board composition and remuneration.
Ready for change: The new prudential regime for Investment Firms (January 2021)
Speech to KPMG Investment Firms Regulation and Directive Webinar, 27 January 2021, by Gerry Cross – Director of Policy & Risk and Asset Management and Investment Banks (Interim).
CFA – A Review of UK Fund Assessment of Value Reports (2019-20)
This report reflects the key findings of a follow-on CFA UK working group after having reviewed the AoV reports published by a target list of 145 UK investment firms.
AWM: From ‘A brave new world’ to a new normal – from PWC
PWC takes a past and present look at the asset and wealth management (AWM) industry.
FCA Asset Management Market Study – further remedies
In FCA’s Asset Management Market Study, they set out evidence of weak price competition in a number of areas in the asset management sector.